SEBI Compliance

The Securities and Exchange Board of India (SEBI) mandates strict cybersecurity and IT framework regulations to ensure data integrity, risk management, and investor protection for financial institutions. Businesses operating in stock markets, brokerage firms, asset management, and fintech platforms must comply with SEBI’s cybersecurity framework to prevent financial fraud, insider trading, and cyberattacks.

ThreatGuard Security Solutions Pvt Ltd provides comprehensive SEBI compliance services, helping organizations meet SEBI’s cybersecurity guidelines, IT governance standards, and risk management requirements.

🔹 Our SEBI Compliance Services Include:

1️⃣ SEBI Cybersecurity & IT Governance Audit

🔹 Conducting gap analysis & risk assessment to identify compliance weaknesses.
🔹 Ensuring adherence to SEBI’s Cybersecurity & Cyber Resilience Framework (SEBI Circular CIR/MRD/DP/13/2015).

2️⃣ Security Risk Assessment & Vulnerability Testing

🔹 Performing penetration testing & vulnerability scans on financial systems and digital platforms.
🔹 Identifying cyber threats, data leaks, and security flaws in IT infrastructure.

3️⃣ Data Protection & Encryption Compliance

🔹 Implementing encryption (AES, TLS/SSL) & secure data transmission for financial transactions.
🔹 Ensuring secure data storage & access controls to prevent unauthorized access.

4️⃣ Insider Trading & Fraud Prevention Measures

🔹 Assessing user access control policies and multi-factor authentication (MFA).
🔹 Monitoring for suspicious activities, unauthorized financial transactions, and insider threats.

5️⃣ Regulatory Reporting & Documentation Support

🔹 Assisting in preparing SEBI compliance reports, audit logs, and regulatory submissions.
🔹 Ensuring financial firms meet SEBI’s IT security monitoring and reporting requirements.

6️⃣ Incident Response & Business Continuity Planning (BCP)

🔹 Developing cybersecurity incident response plans to mitigate cyber threats.
🔹 Ensuring disaster recovery (DR) and business continuity measures are in place.

7️⃣ SEBI Cybersecurity Awareness & Employee Training

🔹 Conducting SEBI-compliant security training for employees and IT teams.
🔹 Preventing cyber fraud through phishing simulations and insider risk assessments.

🔹 Why Choose ThreatGuard Security Solutions Pvt Ltd?

✅ SEBI Compliance & Financial Security Experts – Specialized in SEBI’s cybersecurity & IT governance framework.
✅ Comprehensive Cyber Risk Assessment – Covering penetration testing, fraud detection, and data security.
✅ Regulatory Compliance & SEBI Guidelines Alignment – Ensuring adherence to SEBI, RBI, ISO 27001, GDPR, and NIST.
✅ End-to-End SEBI Compliance Support – From risk assessments to policy implementation & regulatory reporting.
✅ Custom Security Solutions for Financial Firms – Tailoring SEBI compliance services based on stock trading, investment firms, fintech, and financial institutions.